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ISO 37301 Lead Auditor

  • Training Program

About Course

The TRECCERT ISO 37301 Lead Auditor training course prepares participants to master the principles and practices of auditing Compliance Management Systems (CMS) based on ISO 37301 and ISO 19011 standards. The course focuses on the full audit lifecycle, including planning, execution, and reporting, while emphasizing ethical auditing practices and stakeholder engagement.

What Makes This Course Unique?

  • Advanced insights into CMS auditing and certification processes.
  • Practical training on identifying non-conformities and recommending improvements.
  • Emphasis on compliance and risk mitigation during audits.

This course is ideal for auditors, compliance officers, and professionals involved in CMS evaluation and maintenance.

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Audience

The ISO 37301 Lead Auditor training course is developed for individuals responsible for the audit and maintenance of a CMS, for example:

  • Compliance Expert, Consultant, Manager, or Officer
  • Internal Auditor and Compliance Auditor
  • Legal and Regulatory Affairs Managers, Expert Advisors, Ethics and Compliance Specialists
  • Operational Risk Managers

Course Details

  • Expert
  • 40 Hours Duration
  • Language: English
  • Delivery: Classroom and Online
  • CPE: 40 Credits

Included Materials

  • 400 Training Slides
  • Quiz Questions
  • Exercises
Contact for Details
Get Certified

What Will You Learn?

  • Develop the skills necessary to effectively plan and conduct audits of compliance management systems (CMS) in accordance with the ISO 37301 standard and ISO 19011.
  • Understand the process for identifying and addressing non-conformities during an audit.
  • Learn how to communicate audit findings and report on the results of an audit.
  • Understand the requirements for certification and the role of the lead auditor in the certification process.
  • Understand the role of the lead auditor in managing the audit process, including risk assessment and stakeholder engagement.

Course Content

Introduction to CMS
  • Introduction to Compliance Management System
  • CMS Overview
  • Importance of CMS
  • The Need for a CMS
ISO 37301 Requirements
  • Context of the Organization
  • Leadership
  • Planning
  • Support
  • Operation
  • Performance Evaluation
  • Improvement
Introduction to Audit
  • Auditing based on ISO 19011
  • Types of Audit
  • Audit Principles
  • Auditor Behavior and Performance
  • Auditor Roles and Responsibilities
Audit Programme Management
  • Creating an Audit Programme
  • Establishing Audit Programme
  • Audit Programme Implementation
  • Audit Programme Monitoring and Reviewing
The Audit Process
  • Audit Initiation
  • Audit Planning
  • Audit Execution
  • Audit Report
  • Follow-up Auditing

Course Details

  • Expert
  • 40 Hours Duration
  • Language: English
  • Delivery: Classroom and Online
  • CPE: 40 Credits
Contact for Details
Get Certified

Included Materials

  • 400 Training Slides
  • Quiz Questions
  • Exercises