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ISO 37301 Lead Auditor​ certification

Unlock your potential by becoming certified in our Compliance Management System (CMS) Lead Auditor certification program.

ISO 37301 Lead Implementer​ certification

Unlock your potential by becoming certified in our Compliance Management System (CMS) Lead Auditor certification program.

Getting Certified Matters

Take the next step in advancing your career by earning the ISO 37301 Lead Auditor Certification. Designed for professionals focused on auditing Compliance Management Systems (CMS), this certification validates your expertise in evaluating and improving CMS frameworks in alignment with ISO 37301 standards. Gain the skills to ensure organizational adherence to compliance requirements, foster accountability, and mitigate risks effectively. Position yourself as a trusted authority in compliance auditing, contributing to enhanced governance and sustainable success within your organization.

How it works

Getting certified with us is simple

Take the next steps to advance your career, validate your expertise, and become a well-known ISO 37301 Lead Auditor.

Getting Ready for the ISO 37301 Lead Auditor Exam

RESOURCES TO GET STARTED
ISO 37301 Lead Auditor Practice Exams

ISO 37301 Lead Auditor Practice Exams

Prepare with confidence by accessing practice exams specifically designed for ISO 37301 Lead Auditor certification. These exams offer a range of questions to help you build familiarity with the format and content.

Training Programs

Training Programs

Gain in-depth knowledge with training options available through our trusted partners and trainer network. These expert-led sessions are designed to equip you with the skills and insights needed to excel.

STEP 3

Schedule your exam with at least 72 hours' notice
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STEP 4

Enter the 100% online proctored exam from home/office

How to become Certified

To obtain certification, candidates must:

  • Successfully pass the exam.
  • Submit the Certification Application Form.
  • Submit the Experience Verification Form.
  • Adhere to the TRECCERT Code of Ethics.
  • Fulfill one of the prerequisites listed in the Prerequisites Table.

Once all requirements are verified, the certificate will be issued and will remain valid for three years.

Maintain

The recertification period begins on January 1st of the fourth year after your certification year. To maintain your TRECCERT certification, candidates must adhere to the Continuing Professional Education (CPE) Program. This program ensures the ongoing development of knowledge and skills, keeping professionals relevant in the job market.

Key Requirements
1. CPE Credits:
  • Earn a total of 90 CPE credits over the three-year recertification cycle and report it.
  • Activities must relate to Auditing, Management Systems or Compliance.
2. Maintenance Fees:

Exam Details

150 questions

150 questions

Closed book

Closed book

180 minutes

180 minutes

Multiple choice

Multiple choice

English & German

English & German

Passing score: 60%

Passing score: 60%

180 minutes

180 minutes

Passing score: 60%

Passing score: 60%

What key topics does the exam cover?

Exam Domains

01

CMS Fundamentals

13.33%

Be acquainted with the basic terminology, concepts, and principles related to compliance and a Compliance Management System (CMS), and understand the purpose and benefits of a positive compliance culture.

02

CMS Requirements

8.00%

Understand the core requirements to establish, implement, maintain and continually improve a Compliance Management System (CMS).

03

Auditing Fundamentals

21.33%

Be acquainted with the basic terminology, principles, and distinctive roles related to management system (MS) auditing, and understand the processes required to establish and manage an audit program.

04

Audit Initiation and Preparation

16.00%

Conduct a feasibility study of the audit and a pre-documentation review to determine the context of the auditee, and prepare the audit activities and related resources.

05

Audit Execution

30.66%

Conduct the audit activities according to the audit plan, and evaluate the degree of fulfillment with a management system to determine the audit results.

06

Audit Reporting, Completion and Follow-Up

10.66%

Complete audit activities by preparing and distributing an audit report, and schedule a follow-up audit to verify the completeness and effectiveness of proposed actions.

Personal certification

Key Benefits

Career Growth

Demonstrate advanced auditing skills to access higher-level compliance roles in various industries.

Compliance Expertise

Validate your ability to evaluate and improve CMS in alignment with ISO 37301 standards.

Risk Mitigation

Strengthen your capacity to identify risks, ensure adherence to regulatory requirements, and safeguard against compliance breaches.

Professional Credibility

Establish yourself as a trusted expert in auditing and compliance, recognized across global industries.

Strategic Impact

Drive organizational success by ensuring governance and accountability through effective compliance frameworks.

Certification Prerequisites

To obtain any of the three credentials, candidates must not only pass the exam with a minimum score of 60% but also meet the following listed requirements:

Qualification Requirements

ISO 37301 Provisional Auditor

ISO 37301 Auditor

ISO 37301 Lead Auditor

Education

High School

High School

High School

General Work Experience

Less than 3 years

3 years

5 years

Specific Work Experience

Less than 1 year

1 year

2 years

Hours of Audit Experience

< 200

200+

400+

Waivers *

* 1-2 years of general experience can be waived for obtaining a Bachelor’s or Master’s Degree, respectively

Certification Products

Explore a range of products designed to support your journey as an ISO 37301 Lead Auditor, from certification fees and practice exams to essential maintenance services.

ISO 37301 Lead Auditor Certification Fee

519,00€

The certification fee includes:

ISO 37301 Lead Auditor Practice Exam

29,00€

This practice exam plan includes:

ISO 37301 Lead Auditor Certification Maintenance

AMF (Annual Maintenance Fee)

90,00€

This fee includes the following benefits for 1 year:

ISO 37301 Lead Auditor Certification Maintenance

TMF (Triennial Maintenance Fee)

240,00€

This fee includes the following benefits for 3 years: